CHIEF COMPLIANCE OFFICER
Laura Crawford has 25 years of experience in the securities industry and has served in senior and managerial positions as both Chief Compliance Officer and AML Compliance Officer. She has extensive experience with equity trading, especially in the areas of market manipulation surveillance. She has been actively involved in all areas of compliance within both retail and institutional broker/ dealers.
Laura has the following industry licenses: Series 7, 14, 24, 57, 63, 66, & 99