Gary has been in the industry for over 30 years, holding senior positions at numerous fintech, wealth management, and investment banking roles including UBS, Axos Clearing, Apex Clearing, Charles Schwab, DriveWealth, and co-founding a start-up carrying broker-dealer, 16 Securities Inc. He has a diverse background in securities ops, focusing on innovation and problem-solving through collaboration. Gary has been active on various industry committees (OCC Round Table, Finra Clearing Committee, etc.). The ability to manage regulatory compliance, customer needs and good business are where Gary has had a long track record of success.

Gary has the following industry licenses: Series 6, 7, 24, 63 & 79.