CHIEF FINANCIAL OFFICER
Frank W. Bracero is an experienced Chief Financial Officer (CFO) and FINOP executive, specializing in securities accounting, futures commission merchant activities, capital markets regulatory reporting, budgetary reporting, and strong control skills. Frank has extensive knowledge of Generally Accepted Accounting Principles (U.S. GAAP), Generally Accepted Auditing Standards (GAAS), SEC, FINRA, CFTC, and CME regulatory requirements. Mr. Bracero is the former CFO for multiple broker-dealers, most notably BNP Paribas, and is a member of the SIFMA capital committee.
Frank has the following industry licenses: Series 7, 24, 27, 57, 63, & 99.