CHIEF ADMINISTRATIVE OFFICER
Dan Tapia has almost 30 of experience in the financial services industry. He has worked at both institutional and retail firms in many capacities; most recently as the CCO of an institutional broker-dealer. His combined front office and operational experience are an added value to the Velocity Clearing management team. Dan currently has several registrations as a representative and as a principal and is also a certified regulatory compliance professional.
Dan has the following industry licenses: Series 3, 4, 7, 9, 10 14, 24, 27, 52, 53, 55, 57, 63, 87 & 99.